SFC Licences of MUI Chau Kam 梅秋琴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 26 July 2021 | 20 September 2022 |
TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 | RE | 4 | 26 April 2016 | 08 October 2019 |
TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 | RE | 1 | 26 April 2016 | 08 October 2019 |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 11 April 2011 | 21 March 2015 |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 1 | 11 April 2011 | 21 March 2015 |
Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 1 | 26 February 2010 | 07 March 2011 |
Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 4 | 15 April 2008 | 07 March 2011 |