SFC Licences of WUNG Sheng-Bin 翁勝彬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RO | 9 | 05 March 2021 | |
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RO | 4 | 05 March 2021 | |
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 1 | 05 March 2021 | |
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RO | 4 | 26 September 2018 | 31 January 2019 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 1 | 07 November 2017 | 31 January 2019 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RO | 9 | 21 August 2017 | 31 January 2019 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RO | 4 | 17 November 2008 | 19 December 2009 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RO | 1 | 17 November 2008 | 19 December 2009 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 4 | 27 March 2008 | 17 November 2008 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 27 March 2008 | 17 November 2008 |