SFC Licences of YAU Tak Lung, Simon 游德隆

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fenghua Asset Management Limited 豐華資產管理有限公司 RO 9 25 April 2022
Fenghua Asset Management Limited 豐華資產管理有限公司 RO 4 25 April 2022
Fenghua Securities Limited 豐華證券有限公司 RO 1 06 July 2021
Vision Capital International Holdings Limited 萬盛金融控股有限公司 RO 4 04 August 2020 14 May 2021
Vision Capital International Holdings Limited 萬盛金融控股有限公司 RO 1 04 August 2020 14 May 2021
Vision Capital International Holdings Limited 萬盛金融控股有限公司 RE 4 16 July 2020 04 August 2020
Vision Capital International Holdings Limited 萬盛金融控股有限公司 RE 1 16 July 2020 04 August 2020
South China Futures Investment Limited 南華期貨投資有限公司 RE 2 30 June 2020 30 June 2020
Excellent Tide Securities Limited 佳湧證券有限公司 RE 1 30 June 2020 30 June 2020
RE 4 30 June 2020 30 June 2020
Atta Securities Limited 紅蟻證券有限公司 RO 2 07 January 2019 11 January 2020
Atta Securities Limited 紅蟻證券有限公司 RO 1 07 January 2019 11 January 2020
Atta Capital Limited 紅蟻資本有限公司 RE 9 07 January 2019 11 January 2020
Atta Capital Limited 紅蟻資本有限公司 RE 4 07 January 2019 11 January 2020
GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 RE 2 10 August 2017 31 October 2018
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 10 August 2017 31 October 2018
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 21 November 2012 31 July 2017
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 21 November 2012 31 July 2017
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 04 July 2012 20 November 2012
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 06 September 2010 20 November 2012
AMS Capital Limited 博資有限公司 RE 4 21 April 2008 01 July 2010
AMS Capital Limited 博資有限公司 RE 6 21 April 2008 01 July 2010
AMS Capital Limited 博資有限公司 RE 9 21 April 2008 01 July 2010