SFC Licences of MINTZ Nathan Keith
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 02 July 2013 | 31 December 2016 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 28 December 2011 | 31 December 2016 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 28 December 2011 | 31 December 2016 |
| BGC Securities (Hong Kong) LLC | RE | 2 | 07 July 2010 | 08 March 2011 |
| BGC Securities (Hong Kong) LLC | RE | 1 | 07 July 2010 | 08 March 2011 |
| BTIG Hong Kong Limited | RE | 1 | 26 May 2009 | 06 May 2010 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 2 | 07 April 2008 | 30 May 2008 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 07 April 2008 | 30 May 2008 |