SFC Licences of WONG Chau Yee 黃秋兒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 | RE | 4 | 01 November 2023 | |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 01 November 2023 | |
| Prior Securities Limited 昇悅證券有限公司 | RO | 1 | 16 October 2017 | 07 March 2022 |
| Prior Securities Limited 昇悅證券有限公司 | RE | 1 | 03 July 2017 | 16 October 2017 |
| Fortune Asset Management Limited 富強資產管理有限公司 | RE | 9 | 14 November 2014 | 25 May 2017 |
| Fortune Asset Management Limited 富強資產管理有限公司 | RE | 4 | 14 November 2014 | 25 May 2017 |
| Fortune (HK) Securities Limited 富強證券有限公司 | RE | 1 | 09 October 2013 | 23 June 2017 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 | RE | 4 | 08 August 2008 | 31 May 2009 |