SFC Licences of HO Ying, Noelle 何熒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Celera Markets Limited 晟雷市場有限公司 | RE | 1 | 12 April 2017 | 09 August 2022 |
| Wells Fargo Securities Asia Limited | RE | 6 | 18 November 2014 | 31 August 2015 |
| Wells Fargo Securities Asia Limited | RE | 1 | 05 May 2008 | 31 August 2015 |
| Wells Fargo Securities Asia Limited | RE | 4 | 05 May 2008 | 31 August 2015 |