SFC Licences of LEWIS Paul Simon
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMT Advisors Asia Limited | RE | 9 | 12 February 2010 | 23 June 2010 |
| Vantage Capital Markets HK Limited | RO | 2 | 28 November 2008 | 16 October 2009 |
| Vantage Capital Markets HK Limited | RO | 1 | 28 November 2008 | 16 October 2009 |
| Vantage Capital Markets HK Limited | RE | 2 | 14 October 2008 | 28 November 2008 |
| Vantage Capital Markets HK Limited | RE | 1 | 14 October 2008 | 28 November 2008 |
| CMT Advisors Asia Limited | RE | 9 | 08 April 2008 | 15 August 2008 |