SFC Licences of AU Kim Keung 歐劍強
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 17 August 2011 | 11 November 2011 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 4 | 17 August 2011 | 11 November 2011 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 17 August 2011 | 11 November 2011 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 14 September 2009 | 04 August 2011 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 01 June 2009 | 04 August 2011 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 30 April 2009 | 04 August 2011 |
FTL Wealth Management (HK) Limited 富通財富管理有限公司 | RE | 4 | 14 May 2008 | 16 March 2009 |