SFC Licences of LIEU Elisa 廖伊麗莎

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 1 16 April 2008 17 June 2014
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 5 16 April 2008 17 June 2014
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 RE 4 16 April 2008 17 June 2014