SFC Licences of AU Kwok Hoi 區國凱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 10 March 2009 | 15 December 2011 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 10 March 2009 | 30 November 2010 |
| Nerico Brothers Limited | RE | 1 | 15 April 2008 | 05 March 2009 |
| Nerico Brothers Limited | RE | 2 | 15 April 2008 | 05 March 2009 |