SFC Licences of LIU Sai Ho, Simon 廖世浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited | RO | 1 | 13 February 2020 | |
| St. James's Place (Hong Kong) Limited | RO | 9 | 14 August 2019 | |
| St. James's Place (Hong Kong) Limited | RO | 4 | 14 August 2019 | |
| St. James's Place (Hong Kong) Limited | RE | 9 | 11 January 2017 | 14 August 2019 |
| St. James's Place (Hong Kong) Limited | RE | 4 | 11 January 2017 | 14 August 2019 |
| St. James's Place (Hong Kong) Limited | RE | 9 | 15 September 2016 | 17 November 2016 |
| St. James's Place (Hong Kong) Limited | RE | 4 | 14 May 2008 | 17 November 2016 |