SFC Licences of KWOK Ka Yin 郭家賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HF Securities and Futures Limited 匯福證券及期貨有限公司 | RE | 1 | 24 February 2016 | 13 May 2016 |
| Planetree Securities Limited 梧桐證券有限公司 | RE | 1 | 01 November 2010 | 26 March 2014 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 17 April 2008 | 21 April 2008 |