SFC Licences of LU Chin-Hsing 呂進興
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 19 March 2010 | 24 January 2011 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 19 March 2010 | 24 January 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 21 April 2008 | 11 November 2009 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 21 April 2008 | 11 November 2009 |