SFC Licences of TANG Siu Yin 鄧少妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 | RE | 2 | 29 April 2010 | 31 August 2019 |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 29 April 2010 | 31 August 2019 |
Well Link Securities Limited 立橋證券有限公司 | RE | 2 | 23 October 2009 | 22 April 2010 |
Well Link Securities Limited 立橋證券有限公司 | RE | 1 | 02 June 2009 | 22 April 2010 |
Rifa Securities Limited 日發證券有限公司 | RE | 1 | 22 April 2008 | 01 November 2008 |