SFC Licences of XIA Steven Kai 夏凱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Religare Capital Markets (Hong Kong) Limited | RE | 1 | 07 August 2008 | 09 April 2014 |
Sanston Financial Group Limited | RE | 1 | 28 April 2008 | 08 May 2008 |