SFC Licences of CHEN Ming-chao 陳明照

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Standard & Poor's Investment Advisory Services (HK) Limited RE 4 21 September 2010 17 December 2010
Standard & Poor's, LLC RE 4 17 November 2009 17 December 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 23 April 2008 19 November 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 23 April 2008 19 November 2008