SFC Licences of CHEN Ming-chao 陳明照
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Standard & Poor's Investment Advisory Services (HK) Limited | RE | 4 | 21 September 2010 | 17 December 2010 |
Standard & Poor's, LLC | RE | 4 | 17 November 2009 | 17 December 2010 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 23 April 2008 | 19 November 2008 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 23 April 2008 | 19 November 2008 |