SFC Licences of YAN Ming 閻明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RO | 1 | 15 September 2020 | |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RO | 6 | 15 September 2020 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 02 May 2008 | 09 April 2020 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 02 May 2008 | 09 April 2020 |