SFC Licences of TAM Wan Kwan 譚蘊群
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Marex Hong Kong Limited | RE | 2 | 31 May 2012 | 28 February 2013 |
| Sucden Financial (HK) Limited 蘇克敦金融(香港)有限公司 | RO | 2 | 28 April 2009 | 12 May 2012 |
| Sucden Financial Limited | RO | 2 | 15 May 2008 | 28 April 2009 |