SFC Licences of CHAN Wai Yat, Micky 陳懷溢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 18 May 2023 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 27 November 2009 | 18 May 2023 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 27 November 2009 | 02 October 2017 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 13 November 2009 | 17 November 2009 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 05 May 2008 | 17 November 2009 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 05 May 2008 | 17 November 2009 |