SFC Licences of POON Tai Cheung 潘泰章

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
I Win Securities Limited 一盈證券有限公司 RE 1 04 March 2024
First Fidelity Capital (International) Limited RE 9 27 August 2019 08 February 2024
First Fidelity Capital (International) Limited RE 4 27 August 2019 08 February 2024
First Fidelity Capital (International) Limited RE 1 06 August 2019 08 February 2024
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 25 October 2017 26 July 2019
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 11 September 2013 26 July 2019
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 6 23 June 2008 01 March 2010
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 1 23 June 2008 01 March 2010