SFC Licences of TIU Chi Shing 刁志誠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Profitech Securities Limited 盈科證券有限公司 | RO | 1 | 14 July 2020 | 31 May 2021 |
| Sino Wealth Asset Management Limited 國新資產管理有限公司 | RE | 9 | 27 January 2017 | 31 December 2018 |
| Sino Wealth Asset Management Limited 國新資產管理有限公司 | RE | 4 | 27 January 2017 | 31 December 2018 |
| Sino Wealth Securities Limited 國新證券有限公司 | RO | 1 | 29 April 2016 | 30 June 2020 |
| Sino Wealth Securities Limited 國新證券有限公司 | RE | 1 | 02 February 2016 | 29 April 2016 |
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 | RE | 1 | 21 October 2008 | 31 January 2016 |
| Hongkong Bay Securities Limited 港灣證券有限公司 | RE | 1 | 03 June 2008 | 16 October 2008 |