SFC Licences of KONG Wai Shu 江偉樹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 29 June 2010 | 26 September 2012 |
Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 29 June 2010 | 31 December 2011 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 22 December 2009 | 24 June 2010 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 26 November 2009 | 24 June 2010 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 07 May 2008 | 19 November 2009 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 07 May 2008 | 19 November 2009 |