SFC Licences of TSUTSUMI Kazumasa 堤一將

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 1 29 October 2012 06 February 2014
Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 RE 1 17 May 2011 12 October 2012
Sky Ward Asia Limited RE 1 12 June 2008 06 May 2011
Sky Ward Global Management Limited RE 4 12 June 2008 06 May 2011
Sky Ward Global Management Limited RE 5 12 June 2008 06 May 2011
Sky Ward Global Management Limited RE 9 12 June 2008 06 May 2011