SFC Licences of TSUTSUMI Kazumasa 堤一將
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 29 October 2012 | 06 February 2014 |
Okasan International (Asia) Limited 岡三國際(亞洲)有限公司 | RE | 1 | 17 May 2011 | 12 October 2012 |
Sky Ward Asia Limited | RE | 1 | 12 June 2008 | 06 May 2011 |
Sky Ward Global Management Limited | RE | 4 | 12 June 2008 | 06 May 2011 |
Sky Ward Global Management Limited | RE | 5 | 12 June 2008 | 06 May 2011 |
Sky Ward Global Management Limited | RE | 9 | 12 June 2008 | 06 May 2011 |