SFC Licences of LAO FAN YU 劉芬妤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 15 March 2022 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 28 February 2022 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 07 November 2012 | 02 October 2017 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 19 June 2008 | 01 November 2012 |