SFC Licences of KAM Yick Man, Carmen 甘譯文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 10 September 2009 | 24 February 2012 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 10 September 2009 | 24 February 2012 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 20 May 2008 | 07 September 2009 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 20 May 2008 | 07 September 2009 |