SFC Licences of LAM Cham 林箴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GPB Financial Services Hong Kong Limited 俄氣金融香港有限公司 | RE | 4 | 27 July 2020 | |
| GPB Financial Services Hong Kong Limited 俄氣金融香港有限公司 | RE | 1 | 27 July 2020 | |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 26 June 2017 | 01 March 2019 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 26 June 2017 | 01 March 2019 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 25 February 2016 | 25 June 2017 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 25 February 2016 | 25 June 2017 |
| Wells Fargo Securities Asia Limited | RE | 4 | 19 May 2008 | 03 June 2014 |
| Wells Fargo Securities Asia Limited | RE | 1 | 19 May 2008 | 03 June 2014 |