SFC Licences of CHAN Chun Wai 陳俊威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 28 January 2022
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 08 December 2010 02 October 2017
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 1 12 February 2009 22 June 2010
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 19 May 2008 10 February 2009