SFC Licences of CHAN Chun Wai 陳俊威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 28 January 2022 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 08 December 2010 | 02 October 2017 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 12 February 2009 | 22 June 2010 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 19 May 2008 | 10 February 2009 |