SFC Licences of CHOI Thou Young, Samuel 蔡道揚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 05 August 2021 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 23 November 2011 | 05 August 2021 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 23 November 2011 | 02 October 2017 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 18 February 2010 | 17 November 2011 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 18 February 2010 | 17 November 2011 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 20 May 2008 | 01 February 2010 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 20 May 2008 | 01 February 2010 |