SFC Licences of HU Qian 胡倩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 4 | 23 September 2019 | |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 | RE | 2 | 11 September 2019 | |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 11 September 2019 | |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 2 | 31 July 2014 | 20 May 2016 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 31 July 2014 | 20 May 2016 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 06 April 2011 | 26 July 2014 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 06 April 2011 | 26 July 2014 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 | RE | 2 | 13 January 2010 | 25 March 2011 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 | RE | 1 | 19 June 2008 | 25 March 2011 |