SFC Licences of ALLEY Stephen Henry
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RO | 2 | 10 March 2020 | |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RO | 1 | 10 March 2020 | |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 2 | 22 May 2009 | 10 March 2020 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 1 | 22 May 2009 | 10 March 2020 |