SFC Licences of LO Chih-peng 羅志鵬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RO 4 07 April 2011 01 March 2015
KGI Asia Limited 凱基證券亞洲有限公司 RO 1 07 April 2011 01 March 2015
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RO 1 07 April 2011 01 March 2015
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 19 January 2011 07 April 2011
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 19 January 2011 07 April 2011
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 1 19 January 2011 07 April 2011
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 10 June 2010 03 November 2010
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 10 June 2010 03 November 2010
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 09 February 2010 01 April 2010
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 09 February 2010 01 April 2010
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 4 12 February 2009 09 February 2010
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 1 12 February 2009 09 February 2010
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 24 July 2008 12 February 2009
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 24 July 2008 12 February 2009