SFC Licences of CHING Tak Kei 程德基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 2 | 14 January 2015 | 18 April 2015 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 14 January 2015 | 18 April 2015 |
| Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 | RE | 1 | 16 August 2013 | 21 April 2014 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 2 | 04 October 2011 | 19 July 2013 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 25 July 2011 | 19 July 2013 |
| Chong Hing Securities Limited 創興證券有限公司 | RE | 1 | 10 June 2008 | 07 April 2011 |