SFC Licences of KAMIMURA Taro
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 1 | 10 February 2017 | 18 February 2017 |
UBS Securities Asia Limited | RE | 1 | 25 August 2016 | 10 September 2016 |
UBS Securities Asia Limited | RE | 1 | 16 April 2015 | 24 April 2015 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 29 June 2009 | 15 August 2009 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 17 June 2008 | 17 August 2008 |