SFC Licences of KWOK Yap 郭熠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 4 | 14 October 2009 | 01 April 2011 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 20 June 2008 | 26 September 2009 |