SFC Licences of HOEGEE Brian Richard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 16 April 2014 | 01 July 2015 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 16 April 2014 | 01 July 2015 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 19 June 2012 | 01 March 2014 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 27 June 2008 | 01 April 2012 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 27 June 2008 | 01 April 2012 |