SFC Licences of AU Wing Sing 歐永昇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
XCap Partners Limited 睿本國際有限公司	RO	9	12 January 2024
XCap Partners Limited 睿本國際有限公司	RO	4	08 March 2023
XCap Partners Limited 睿本國際有限公司	RO	1	08 March 2023
XCap Partners Limited 睿本國際有限公司	RE	6	26 August 2022
XCap Partners Limited 睿本國際有限公司	RE	4	18 August 2022	08 March 2023
XCap Partners Limited 睿本國際有限公司	RE	1	18 August 2022	08 March 2023
Koala Capital Management Limited 樹熊資本管理有限公司	RE	9	01 December 2020	21 July 2022
Koala Securities Limited 樹熊證券有限公司	RE	4	01 December 2020	21 July 2022
Koala Securities Limited 樹熊證券有限公司	RE	1	01 December 2020	21 July 2022
China Industrial Securities International Capital Limited 興證國際融資有限公司	RO	6	20 February 2020	31 August 2020
China Industrial Securities International Capital Limited 興證國際融資有限公司	RO	1	20 February 2020	31 August 2020
China Industrial Securities International Capital Limited 興證國際融資有限公司	RE	6	03 October 2018	20 February 2020
China Industrial Securities International Capital Limited 興證國際融資有限公司	RE	1	03 October 2018	20 February 2020
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	6	24 June 2015	29 June 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	24 June 2015	29 June 2018
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司	RE	1	27 June 2008	01 January 2011
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司	RE	6	27 June 2008	01 January 2011