SFC Licences of PIACHAUD James Anthony Charles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| East Point Asset Management Limited | RE | 9 | 30 July 2021 | 13 March 2024 |
| Gen2 Partners Limited 展騰投資管理有限公司 | RE | 9 | 21 February 2019 | 15 April 2020 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 10 June 2015 | 23 August 2018 |
| Black's Link Capital Limited | RE | 9 | 29 January 2010 | 07 February 2011 |
| Polygon Investment Partners HK Limited | RE | 9 | 29 July 2008 | 01 June 2009 |