SFC Licences of JAFFRAY Scott John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 9 | 08 September 2009 | 31 March 2010 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 08 September 2009 | 31 March 2010 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 08 September 2009 | 31 March 2010 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 08 July 2008 | 26 August 2009 |