SFC Licences of WONG Yuk Ming 黃玉明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 01 July 2016 | 01 July 2017 |
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 18 May 2015 | 01 July 2017 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 18 May 2015 | 30 June 2016 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 18 May 2015 | 30 June 2016 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 18 August 2008 | 01 January 2009 |