SFC Licences of SONG Xia 宋霞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zhongtai International Futures Limited 中泰國際期貨有限公司 | RE | 2 | 23 December 2021 | |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RO | 4 | 11 October 2021 | |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RO | 1 | 11 October 2021 | |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 4 | 15 June 2018 | 11 October 2021 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 15 June 2018 | 11 October 2021 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 05 August 2016 | 20 October 2017 |
| Ivory Capital Private Limited | RE | 6 | 08 July 2010 | 12 July 2016 |
| Ivory Capital Private Limited | RE | 4 | 08 July 2010 | 12 July 2016 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 15 July 2008 | 08 December 2008 |