SFC Licences of KO Ying, Christine 高英

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huajin Securities (International) Limited 華金證券(國際)有限公司 RE 1 28 December 2020
Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 RE 6 07 December 2016
Cinda International Capital Limited 信達國際融資有限公司 RE 6 29 May 2015 05 December 2016
Cinda International Capital Limited 信達國際融資有限公司 RE 1 29 May 2015 05 December 2016
Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 RE 6 30 October 2014 13 May 2015
Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 RE 1 30 October 2014 13 May 2015
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 6 13 May 2011 12 June 2014
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 1 13 May 2011 12 June 2014
SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 RE 6 19 August 2008 30 October 2010
SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 RE 4 19 August 2008 30 October 2010