SFC Licences of KO Ying, Christine 高英
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huajin Securities (International) Limited 華金證券(國際)有限公司 | RE | 1 | 28 December 2020 | |
Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 | RE | 6 | 07 December 2016 | |
Cinda International Capital Limited 信達國際融資有限公司 | RE | 6 | 29 May 2015 | 05 December 2016 |
Cinda International Capital Limited 信達國際融資有限公司 | RE | 1 | 29 May 2015 | 05 December 2016 |
Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 | RE | 6 | 30 October 2014 | 13 May 2015 |
Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 | RE | 1 | 30 October 2014 | 13 May 2015 |
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 6 | 13 May 2011 | 12 June 2014 |
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 1 | 13 May 2011 | 12 June 2014 |
SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 | RE | 6 | 19 August 2008 | 30 October 2010 |
SSC Mandarin Financial Services Limited 文華新城理財顧問有限公司 | RE | 4 | 19 August 2008 | 30 October 2010 |