SFC Licences of KAM Wai Ming 甘偉明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 20 April 2010 | 30 October 2010 |
CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 23 February 2010 | 22 March 2010 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 23 February 2010 | 22 March 2010 |
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 | RE | 4 | 19 August 2008 | 19 May 2009 |