SFC Licences of SCHWARTZ Stephen Benjamin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 | RO | 10 | 18 August 2017 | 11 January 2022 |
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 | RE | 10 | 01 December 2016 | 18 August 2017 |
| Moody's Investors Service Hong Kong Limited | RE | 10 | 31 March 2014 | 29 October 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 August 2008 | 21 September 2009 |