SFC Licences of LUM Kwok Kay, Eugene 林國基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Marex Hong Kong Limited | RE | 2 | 04 November 2011 | 30 November 2011 |
SG Asset Finance (Hong Kong) Limited | RE | 1 | 25 July 2008 | 06 September 2011 |
SG Asset Finance (Hong Kong) Limited | RE | 2 | 25 July 2008 | 06 September 2011 |
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 25 July 2008 | 06 September 2011 |
Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 25 July 2008 | 31 July 2009 |
Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 25 July 2008 | 31 July 2009 |
Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 25 July 2008 | 31 July 2009 |