SFC Licences of LUO Shan 羅山
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 | RE | 9 | 22 September 2015 | 19 October 2016 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 | RE | 4 | 22 September 2015 | 19 October 2016 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 | RE | 1 | 22 September 2015 | 19 October 2016 |
| Essence Asset Management (Hong Kong) Limited 安信資產管理(香港)有限公司 | RO | 9 | 19 August 2010 | 17 August 2011 |
| Essence Asset Management (Hong Kong) Limited 安信資產管理(香港)有限公司 | RO | 4 | 19 August 2010 | 17 August 2011 |
| Bond Trust Limited 中盛証券 | RO | 9 | 15 December 2009 | 28 February 2010 |
| Bond Trust Limited 中盛証券 | RO | 4 | 15 December 2009 | 28 February 2010 |
| Bond Trust Limited 中盛証券 | RO | 1 | 10 September 2008 | 28 February 2010 |