SFC Licences of LEVY Frederic David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Epigen Group (Hong Kong) Limited | RO | 9 | 16 November 2021 | |
| Epigen Group (Hong Kong) Limited | RO | 4 | 16 November 2021 | |
| Altitude Principle Advisory Limited | RO | 9 | 01 December 2014 | 25 May 2020 |
| Altitude Principle Advisory Limited | RE | 9 | 06 October 2014 | 01 December 2014 |
| Golden Full Asset Management Limited 金富資產管理有限公司 | RO | 9 | 03 April 2014 | 11 August 2014 |
| Golden Full Asset Management Limited 金富資產管理有限公司 | RO | 4 | 03 April 2014 | 11 August 2014 |
| Altitude Principle Advisory Limited | RO | 9 | 16 March 2011 | 23 October 2012 |
| Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司 | RE | 1 | 27 August 2008 | 30 June 2009 |
| Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司 | RE | 4 | 27 August 2008 | 30 June 2009 |