SFC Licences of LIU Xuan 劉璇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 | RE | 9 | 08 December 2016 | 01 August 2023 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 | RE | 4 | 08 December 2016 | 01 August 2023 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 | RE | 1 | 08 December 2016 | 01 August 2023 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RE | 9 | 03 March 2015 | 04 August 2016 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RE | 4 | 03 March 2015 | 04 August 2016 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RE | 1 | 03 March 2015 | 04 August 2016 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 | RE | 3 | 28 July 2008 | 07 February 2015 |