SFC Licences of HO Chun Man 何振文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
AA Investment Management Limited 安安投資管理有限公司	RE	4	06 June 2022
AA Investment Management Limited 安安投資管理有限公司	RE	1	06 June 2022
Luzheng International Futures Limited 魯証國際期貨有限公司	RO	2	06 March 2019	29 December 2019
Huatai (Hong Kong) Futures Limited 華泰(香港)期貨有限公司	RO	5	03 July 2017	01 February 2019
Huatai (Hong Kong) Futures Limited 華泰(香港)期貨有限公司	RO	2	11 April 2017	01 February 2019
Huatai (Hong Kong) Futures Limited 華泰(香港)期貨有限公司	RE	2	03 February 2017	11 April 2017
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司	RE	2	15 August 2016	23 January 2017
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司	RE	1	15 August 2016	23 January 2017
Frontier Capital Management Limited 方達資本管理有限公司	RE	1	16 March 2016	14 August 2016
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RE	1	29 September 2014	07 March 2016
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司	RE	2	23 May 2014	11 September 2014
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司	RE	1	29 October 2013	11 September 2014
Chief Securities Limited 致富證券有限公司	RE	4	20 December 2011	24 October 2013
Chief Commodities Limited 致富期貨商品有限公司	RE	2	13 December 2010	24 October 2013
Chief Securities Limited 致富證券有限公司	RE	1	13 July 2010	24 October 2013
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	4	10 March 2009	01 July 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	10 March 2009	01 July 2010
FWD Financial Planning Limited 富衛財務策劃有限公司	RE	4	25 August 2008	06 March 2009