SFC Licences of LI Sixuan 李斯璇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | RE | 4 | 18 December 2008 | 26 May 2009 |
| Neuberger Berman Asia Limited | RE | 1 | 18 December 2008 | 26 May 2009 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 31 July 2008 | 22 November 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 31 July 2008 | 22 November 2008 |