SFC Licences of WU Luyin 吳律寅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
AJ Futures Limited 安捷期貨有限公司 | RE | 2 | 18 January 2024 | |
AJ Futures Limited 安捷期貨有限公司 | RO | 2 | 06 July 2023 | 18 January 2024 |
AJ SECURITIES LIMITED 安捷證券有限公司 | RO | 4 | 06 July 2023 | |
AJ SECURITIES LIMITED 安捷證券有限公司 | RO | 1 | 07 May 2021 | |
AJ Futures Limited 安捷期貨有限公司 | RE | 2 | 12 August 2019 | 06 July 2023 |
AJ Asset Management Limited 安捷資產管理有限公司 | RE | 9 | 02 November 2018 | |
AJ SECURITIES LIMITED 安捷證券有限公司 | RE | 4 | 02 August 2018 | 06 July 2023 |
AJ SECURITIES LIMITED 安捷證券有限公司 | RE | 1 | 21 September 2017 | 07 May 2021 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 22 June 2016 | 05 September 2017 |
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 4 | 26 April 2010 | 30 March 2016 |
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 26 August 2008 | 30 March 2016 |
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 | RE | 2 | 26 August 2008 | 04 May 2009 |